B-A (Children)  EWCA Civ 1643
The maternal grandmother sought party status within care proceedings shortly before the final hearing because she sought to establish herself as primary carer for the three children subject to the local authority’s applications.
The maternal grandmother's application for party status was refused and she appealed with permission from McFarlane LJ.
The final hearing on the local authority's applications for care orders in respect of the three children had suffered delay and been adjourned on two occasions previously. The maternal grandmother's viability assessment was negative but there were concerns on her part about the extent to which this had been properly communicated to her by the local authority. The maternal grandmother was absent from the jurisdiction for the month preceding the final hearing as she was dealing with the consequences of the death of her mother. The maternal grandmother then instructed solicitors and sought party status at the start of the final hearing but her application could not be heard until a number of days into the final hearing.
Her application was heard during the final hearing and refused. Her appeal focussed upon the unfairness of the case management adopted by the judge and that oral evidence as to the viability assessment that was adverse to the maternal grandmother would go untested along with evidence as to the issue of delay would equally remain untested were she not to be able to take part in the proceedings.
The Court of Appeal allowed her appeal on the basis that she was denied her entitlement to a fair trial but highlighted the extremely difficult decision the judge was faced with when seen in the light of the long history of the proceedings and the necessity of the final hearing not being adjourned once again.
Summary by Richard Tambling, barrister, 1 Garden Court
Case No: B4/2011/2803
Neutral Citation Number:  EWCA Civ 1643
IN THE COURT OF APPEAL (CIVIL DIVISION)
ON APPEAL FROM PRINCIPAL REGISTRY OF THE FAMILY DIVISION
(HER HONOUR JUDGE CAROLINE WRIGHT)
Royal Courts of Justice
Strand, London, WC2A 2LL
Date: Thursday 1st December 2011
LORD JUSTICE THORPE
LORD JUSTICE KITCHIN
MR JUSTICE MANN
- - - - - - - - - - - - - - - - - - - - -
IN THE MATTER OF B-A (CHILDREN)
- - - - - - - - - - - - - - - - - - - - -
( DAR Transcript of
WordWave International Limited
A Merrill Communications Company
165 Fleet Street, London EC4A 2DY
Tel No : 020 7404 1400 Fax No : 020 7831 8838
Official Shorthand Writers to the Court )
- - - - - - - - - - - - - - - - - - - - -
Mr Stephen Cobb QC and Mr Neil Bullock (instructed by Goodman Ray) appeared on behalf of the Appellant.
Elpha LeCointe (instructed by DunningSols) appeared on behalf of the Children's Guardian
Ms Marianna Hildyard QC and Ms Sarah Haworth (instructed by the Children and Community Services Legal Team) appeared on behalf of the Respondent Local Authority
Mr Richard Alomo (instructed by Charles Allotey and Co Sols) appeared on behalf of the mother
Mrs Atim Oji (instructed by Montas Solicitors) appeared on behalf of the Father of JS
- - - - - - - - - - - - - - - - - - - - -
(As Approved by the Court)
Crown Copyright ©
Lord Justice Thorpe
1. This is an appeal from the judgment of HHJ Wright sitting in the Principal Registry at First Avenue House on 27 September 2011. The appeal is brought with the permission of McFarlane LJ. The proceedings before the judge were public law proceedings concerning a Ghanaian family. She was concerned to settle the future of three children. The two elder children, EL and JA, were the children of Mr B. The youngest child, JS, only 15 months of age, was the child of Mr A.
2. Now the local authority at this final hearing were seeking care orders in respect of all three children. They were proposing that the two older children, the children of Mr B, should find a future outside the family. For JS they were proposing that he should be cared for by his paternal grandmother in Ghana.
3. These proposals were supported by the children's guardian. The represented family members were the mother and both fathers. The mother's proposal was that she should care for all three but, failing that, that her mother should care for all three. Mr B supported her case in relation to his two children. Mr A supported the local authority's proposals for JS.
4. Now this appeal focuses on the role played by the maternal grandmother, who I will for convenience refer to as EA. She had cared for the two elder children during times of their mother's inadequacies: but bad blood had broken out between mother and daughter and for a period of some 18 months prior to trial, EA had had very little contact with the two elder children and had only once seen JS. She was certainly in the local authority's reckoning in April, because there was a meeting between the social worker and both the mother and EA, which was I think the product of the fact that, when asked to name family members who might have a role, the mother in March had pointed to EA, although that nomination was retracted when the bad blood spilt.
5. So the first litigation involvement of EA came with a directions order of 27 May which required the local authority to carry out a viability assessment of EA as a carer. The assessment was to be filed and served by 4 pm on 30 June. We know that, following the order, the social worker, Salamatu Mihan met EA on two occasions, the 2 June and 30 June. It seems questionable when the chronology reveals that on the very day for filing and service the social worker had her second meeting, wrote up her report and served it. This questionable discharge of the obligation proposed by the order of 27 May may have been due to pressure of work but also may have been due to the fact that within the month of June EA's own mother died in Ghana and she was involved in the mourning process.
6. The gist of the assessment was that EA should be discounted as a carer. Obviously it was very important that she should have the opportunity to consider that vital evidence and to react to it. The local authority are clear that the viability assessment was sent to her by first class post on 30 June. She is clear that she never received it. She also asserts that Mrs Mahama had reassured her that she would receive a visit to discuss the content of the viability assessment when it was completed. It is common ground that no such visit was paid.
7. EA was absent from the jurisdiction throughout the month of August when she was in Ghana dealing with the consequences of her mother's death. She, on her return at the beginning of September, became aware of the content of the viability assessment and the imminence of the proceedings which were fixed to commence on 19 September. So she instructed Goodman Ray, took the first available appointment on 13 September. On the following day Goodman Ray wrote to the court a clear letter giving notice of their instruction. They understood that there was an IRH hearing that very day and they gave notice of their client's intention to seek orders to establish her as the primary carer for all three children. They also gave notice that they had seen the negative viability assessment and that it was their intention to seek an order for an independent assessment.
8. On 16 September public funding was obtained and that enabled Goodman Ray to instruct Mr Bullock, who appeared at the outset of the hearing on 19 September and made an application for party status. Mr Bullock was in considerable difficulty on the 19th given that the exploration of EA's potential case was at an embryonic stage. She is illiterate. She does not speak good English. Her first and primary language is a Ghanaian language. So the first opportunity for a thorough investigation in conference could not be obtained until the 21 September. Now on the 19th how did the judge receive Mr Bullock's application? It had been made plain by the order drawn on 14 September that any application advanced on behalf of EA would not delay the fixture and to that management the judge adhered on the 19th. So it was directed that the mother's application would be heard on 23 September and that she should file a statement of her position in the interim.
9. The position statement that she did file is carefully drafted. It extends to some ten pages and it clearly indicates the nature of her proposals, not only in relation to D and E as primary carer but also in relation to contact should she fail in that. She also sets out clearly her case in relation to J.
10. In the interim between the 19th and 23rd, as the trial continued, all the oral evidence was presented with the exception of two witnesses and within that oral evidence was the important contribution from the social worker Mrs Mahama and also from Dr Roger Kennedy, the child and adolescent psychiatrist.
11. The viability assessment of 13 June had focussed on the two older children, because in the month of May Mrs Mahama had visited Ghana, having been satisfied with the proposals advanced by the paternal grandmother for JS and, on her report, the local authority had concluded that that was the right move for JS to follow. Accordingly it was hardly an open question for Mrs Mahama when she came to visit in June and to write as she did in June.
12. However we can see from a note of her evidence, what is really more a summary than a note, that she did give her views on EA as a potential carer for JS and the judge directed that the summary should be made available to EA's team.
13. A very brief note of Dr Kennedy's evidence was also made available on the judge's direction. Dr Kennedy's evidence was adverse to EA's intentions insofar as he stressed the importance of swift decision and the avoidance of any delay, particularly of course in relation to the older children.
14. His evidence was given on the morning of the 23rd for his convenience and so Mr Bullock's application for party status was put over to the afternoon. When advanced, the judge decided that a second statement from EA was requisite and adjourned the application again to Monday the 26th.
15. On that day the submissions were advanced by Mr Bullock, in vain, for on the following morning, the 27th, in a succinct judgment, HHJ Wright refused the application for party status and with it of course the opportunity for EA to advance any positive case.
16. The majority of her judgment focusses on the belated attempt of EA to enter the arena; understandably, because that was the crucial question. If EA failed then there was really not a lot of difficulty in determining the application in favour of the local authority's proposals.
17. The application for permission to appeal having been refused by the judge, an appellant's notice was issued on 24 October, public funding having been obtained, and it was on the following day that McFarlane LJ granted permission.
18. The appeal has been advanced by Mr Stephen Cobb QC leading Mr Bullock. He has been supported in that by Mr Alomo for the mother and opposed by Mrs Hildyard QC leading Miss Haworth, Ms LeCointe for the guardian and at a relatively late stage Mrs Oji for Mr Adarkwah.
19. Mr Cobb's complaint is of course that the ultimate case management adopted by the judge denied EA a fair process. Mr Cobb understandably highlights the fact that the judge acted on the oral evidence of Mrs Mahama, untested by any cross-examination from EA, containing material adverse to EA in relation to J, and ultimately resulting in findings by the judge founded on the evidence of Mrs Mahama.
20. To like effect Mr Cobb says that EA has been denied her proper opportunity to cross-examine Dr Kennedy on the issue of delay.
21. The contrary case is fluently argued by Mrs Hildyard and equally by Ms LeCointe for the guardian. I am in no doubt at all that the judge was faced with an extremely difficult situation.
22. I am in no doubt at all that she was absolutely right to endeavour to achieve a complete and fair process within the long-standing fixture. This was a case that had been listed for May and adjourned, then listed for August and adjourned and, had there been a further adjournment without any endeavour to try out the issues in September, it would have been to the obvious prejudice of the children. I am in no doubt at all that the judge was faced with a very difficult task in trying to maintain the momentum of trial and at the same time to fairly conclude EA's application for party status. It is self evident that she took a lot of trouble over the determination of the application. She set it aside from the opening to first the Friday and then the Monday.
23. If the only issue had been for the weighing of EA's potential as a carer for EL and JL, I would not be critical of the judge's ultimate conclusion on the application.
24. Where it seems to me it is impossible to support the process as fair is in relation to EA's case that she should have generous contact to EL and JA if based outside the family. That case had pretty solid foundation considering the large part she had played in their early life. The judge finessed her on the grounds that she had not seen the children for 18 months and hardly knew JS, but that was hardly good enough and it is noticeable that the local authority had not given any consideration, or any profound consideration, to EA as a contact grandmother in their presentation at trial.
25. In the result the judge in her final paragraph required them to give consideration to contact, but when they returned, the order of the 29th flowing from an amendment of their care plan left EA with entirely superficial contact, the sort of contact at a minimum to maintain knowledge of a relevant relative, rather than contact that maintains or re-establishes a relationship.
26. So in relation to that, it seems to me that EA could not be denied fuller participation in the proceedings.
27. Perhaps even more significant is that she was denied the opportunity to present a potentially valuable case in relation to J. The local authority's proposal had JS returned to Ghana to a Ghanaian future with little opportunity for contact with his half brother and half sister. By contrast EA's proposal had the advantage of maintaining JS in this jurisdiction and additionally enhancing the opportunity for inter-sibling contact.
28. Although the judge has done her best to be fair to all, it was perhaps an impossible task. The option for which she elected has in my judgment undoubtedly denied EA her entitlement to a fair trial and on that basis I would allow the appeal and remit.
Lord Justice Kitchin:
29. I agree.
Mr Justice Mann:
30. I agree and add only this out of respect, if not sympathy, for the position in which the judge found herself. It seems to me that when the judge was faced with the decision she was faced with on the opening day on the Monday she took the only course which was sensibly open to her at that point. Mr Bullock was not even ready to formulate his application for joinder and would not be ready to have had any meaningful participation for another couple of days. Since there was no real question of the trial being adjourned at that point and there was no application for an adjournment, the judge was in my view entirely justified in proceeding as she did at that stage. Where she went wrong was at the later stage when on the Friday, in circumstances which as Thorpe LJ has indicated the matter came back, she did not devise a method for letting the grandmother back into the trial, and that is probably procedurally where matters went wrong. I adopt with respect everything that Thorpe LJ has said about the difficult position which the judge ultimately found herself in this difficult case.
Order: Appeal allowed